Compliance Analyst - English

#LI-EU Compliance Analyst - English

OVERALL PURPOSE OF JOB

• follows established policies, procedures, and methods by doing research
• performs client related tasks in various systems, as required
• analyzes information and formulate conclusions
• follows directions in accordance with the statement of work and service level agreement with client(s)
• processes transactions for relevant business processes in various systems and tracking tools
• demonstrates knowledge of processes and related systems to effectively perform his/her responsibilities

Key Responsibilities:

• Reviews, communicates and executes client provided policies and guidelines in accordance with the established SLA and KPI Metrics
• Identifies improvement opportunities in process and provides recommendations.
• Escalates in timely manner to his/her lead any issue or challenges that may affect the delivery of the work to be done.
• Gathers information on alerts for client tool/s.
• Reviews Name Screening hits against master data, Sanction and Adverse Media lists and escalating any possible or positive hits to L2.
• Identifies false positives for Name Screening hits against master data, Sanction and Adverse Media lists.
• Builds KYC/KYB pack including review of ID's, Proof of Address documents, Memo and Arts etc.
• Approves low risk KYC/KYB applications.

Security Roles and Responsibilities:

• Should protect confidential information that is entrusted to them or to which they are otherwise exposed
• Should not disclose any confidential Company, client, or third-party information to anyone outside the Company, except as authorised
• Should not ever use confidential client, third-party or Company information for personal gain or advantage
• Under no circumstances discuss with clients matters that concern other clients or engagements without the express authorization of such other clients
• Must immediately open and act upon security communications from Protecting Accenture