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Risk & Compliance Associate Manager

Risk and Compliance Associate Manager | Mid-Level | Full time
Job No. 14470166 | Dalian
INSCREVA-SE AGORA

Job Title: Quality Auditing Associate Manager.

Key responsibilities would include:

  • Performing customer audits to assess if relevant  agreement, policies and procedures are adhered to;
  • Supporting the conduct of customer compliance audits which may include performing inventory counts in customer premises, analysis of customer data and information, onsite audit, and other appropriate audit procedures as deemed appropriate by the audit lead;
  • Summarizing and presenting process audit results and recommendations to relevant internal stakeholders;
  • Follow up with relevant internal stakeholders on the implementation of audit recommendations;
  • Using data analytics and continued learning of Client’s business environment, to identify emerging risks hence influence operational business partners on appropriate risk mitigation actions;

Collaborating with counterparts in other regions and client’s HQ in driving policy and process improvements, as well as delivery of data science projects to improve the efficiency and effectiveness of our risk management and monitoring capability

  • Strong master’s degree in relevant discipline (including but not limited to Finance, Accounting, Economics, Data Science, Mathematics or Business)
  • Minimum 2 years work experience in audit, finance or financial compliance related role
  • Fluent English — capable of using English as a primary working language for both verbal and written business communication.
  • Strongly preferred: Prior experience working at a third-party audit firm (e.g., Big 4, Grant Thornton, or local public accounting firms).
  • Experience in financial modelling and analysis with intermediate to high proficiency in the use of Microsoft Excel and PowerBI tools
  • Strong problem solving, communication and presentation skills
  • Business partnership and teamwork- ability to collaborate with both local and worldwide teams
  • Ability to adapt to changing environment
  • Influencing skills

Preferred Qualifications:

  • Professional certifications including MBA, CA, CMA, CIMA, ACCA and CPA, and/or equivalents (advanced analytics certifications add on preferable)
  • Prior experience on an audit or controls related function
  • Basic knowledge of Python and/or SQL

Dalian

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