Regulatory Compliance New Associate (English speaker)

Role Purpose:

The primary role is to review and establish/investigate the system alerts via a preliminary review to establish if there is anything unusual / discrepancy in the alert.  The Associate seeks to validate the usefulness of the alert by utilizing internal system data sources to establish whether the transaction behavior` is lawful and non-suspicious. The findings must be summarized in a clear and concise manner with evidences and thus ensuring that the work is completed in accordance with established procedures and standards.

Responsibility:

• Review the transaction / alert and highlight to Level 2 escalation if unusual activity is indicated

• Build on Process & Industry knowledge based on Fraud and Anti Money Laundering trends

• Adhere to the process requirements in accordance with established procedures and set standards.

• Complete assigned tasks independently in the established timeframe as per the process benchmarks

• Achieve the levels of productivity and quality as per the standards, agreed for the process.

• All data requirements (timesheets and process information) is accurately updated in a timely manner.

• Adhere to Organization Policies and Rules

• Develop subject matter expertise in Fraud, AML & Customer Experience domain

• Shoulder additional team responsibility and engage with members as relevant

• Respond to customer query