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Regulatory Compliance Analyst

Navi Mumbai Job No. aioc-s01524840 Full-time
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Please be informed that at any given point in time, you can only have one "Active" application.

Please be informed that at any given point in time, you can only have one "Active" application.

Job Description

Skill required: Transaction Monitoring - Anti-Money Laundering (AML)
Designation: Regulatory Compliance Analyst
Qualifications:Any Graduation/Master of Financial Management/Bachelor’s degree with Finance specialization
Years of Experience:3 to 5 years
About Accenture
Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song— all powered by the world’s largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countries. We embrace the power of change to create value and shared success for our clients, people, shareholders, partners and communities.Visit us at
What would you do? Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model – powered by data, intelligent technologies and talent • Ensure accurate investigation of alerts and cases adhering to the laid down procedures. • Close alerts, cases where there are no suspicious or refer alerts to Business Compliance unit/s where further information is required, or assistance is required to take a decision due to the complexity of the issue. • Obtain opinion from Unit Manager for conclusion of cases and escalate cases to business compliance for further review, as applicable. • Escalate issues and confirmed true matches. • Maintaining and providing of accurate and meaningful MI as instructed on all aspects related to FCRM alerts/ cases within the expected timelines. • Complete corrective actions for issues raised by QA unit. Looking for someone with Transaction monitoring experience along with SAR. • Undertaking any testing requirements on the AML system that is required on account of system enhancements/upgrades and ensuring that such tests are conducted accurately and within the prescribed deadlines working with business compliance and system management team. • Send reminders to business for overdue on information requests. • Monitoring and mitigating risk in a timely and effective manner whilst keeping Senior Management, Compliance fully informed of action taken and the outcomes. • Escalating issues to Senior Management, Compliance for information and necessary action. • Timely reporting of potential Suspicious Transaction to Business compliance • Investigation and resolution of such matters in a timely manner • Meet Quality levels as per standards laid down in TM procedure manual. The Anti Money Laundering team focuses on articulating the business requirements and implement the process and system controls required to prevent moving illegally acquired cash through an organization s financial systems. The role requires a good understanding of anti-money laundry laws and regulations, client on-boarding, sanction screening, remediation, periodical reviews, Customer Due Diligence (CDD), and Enhanced Due Diligence (EDD).
What are we looking for? •Strong analytical skills •Problem-solving skills •Agility for quick learning •Ability to perform under pressure •• General awareness about money laundering trends and terrorism financing • Knowledge of regulations like banking secrecy act, USA Patriot Act, OFAC regulations, FinCEN (financial crimes enforcement network) etc. • Knowledge of sanctions, SARs (suspicious activity reports), CTRs (currency transaction reports) etc. • Knowledge of high-risk countries, businesses, PEPs (politically exposed persons) etc. • Advanced Proficiency required in English Language to create disposition narratives. • Perform assignments/deals/tasks of high complexity and resolving queries. • Basic domain knowledge about US Bank Regulatory challenges in transaction monitoring & subsequent risk management. • Ability to understand Complex Regulatory and Compliance requirements within the retail banking space. • Transaction Monitoring experience and good knowledge of financial crime compliance within the global banking sector • Analytically sound to take decisions on whether an alert should be escalated for further investigation or close if further review is not warranted. • Sound knowledge required in Banking Laws and requirements like BSA/AML/KYC • Ability to understand Complex legal entities and transactions between similar counterparties and be able to judge whether the transaction is suspicious. • Experience of working on systems like Actimize, Lexis Nexis, Adverse Media interpretation • Knowledge of banking products like Insurance, Annuities, Mortgages, loans, credit cards etc.
Roles and Responsibilities: •In this role you are required to do analysis and solving of lower-complexity problems • Your day to day interaction is with peers within Accenture before updating supervisors • In this role you may have limited exposure with clients and/or Accenture management • You will be given moderate level instruction on daily work tasks and detailed instructions on new assignments • The decisions you make impact your own work and may impact the work of others • You will be an individual contributor as a part of a team, with a focused scope of work • Please note that this role may require you to work in rotational shifts


Any Graduation,Master of Financial Management,Bachelor’s degree with Finance specialization

Please be informed that at any given point in time, you can only have one "Active" application.

Please be informed that at any given point in time, you can only have one "Active" application.

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