Study reveals five new challenges facing the compliance function
See the five concerns noted by the study, and a call for moving toward compliance’s future.
Some 150 compliance leaders from across financial industries and around the world participated in the 2016 Compliance Risk Study. They uncovered the five challenges outlined below—and a call to action for moving forward.
Demand keeps growing, in scale and complexity. Ecosystem disruptors are compounding the compliance challenges.
Growth in the function’s stature is slowing.
Two years ago, compliance leaders were steadily winning a seat at the executive table.
Meaningful results are the goal. Expectations are more complex; compliance leaders are expected to deliver.
Difficult choices lie ahead. Compliance leaders need to prioritize and make choices to deliver quality service.
Time for compliance to pivot. Compliance leaders should shift their focus to building the function of the future.
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